Services offered by the Office of 内部审计 include (but are not limited to) :
金融评论 – To review and assess the accuracy of documenting, 记录, reporting and disclosure of an entities’ system of internal controls to promote data and financial statement integrity.
操作审计 - An evaluation of the performance and conformity of an auditable entity or unit relating to its policies and procedures.
合规审计 – A focused examination that determines the extent to which the department or operation of the University is functioning within the boundaries of applicable federal and state laws, 规定, policies and standards governing institutions of higher learning.
调查评价 - Assessments which are generally initiated by internal/external parties (stakeholders of the University), 大学管理, and/or as a result of incident initiation through the University Fraud & Ethics Hotline or 德州审计署 Fraud Hotline.
Information 技术 Audits and General Computing Controls Reviews – Evaluate internal controls (manual and automated) specific to: security, 数据完整性和操作, 业务连续性和弹性, system development and change management; and to implement systemic controls that effectively address the goal of optimization of the University’s critical applications and relevant systems.
Internal Controls and/or Readiness Assessments – Evaluate controls within key business processes with limited testing to determine whether controls are functioning at a standardized level of internal controls maturity/effectiveness as intended.
书院或院系检讨 – These reviews assess the operational effectiveness and efficiencies within the College or department; the process of which includes the ‘development of understanding and documentation phase(s)’ which require facilitated sessions with relevant personnel.
特殊项目 – Generally projects or activities that were not part of the original annual internal audit plan, 但是根据评估和评价, are subsequently added as the Office of 内部审计’s participation is essential to the evaluation, assessment and resolution of such initiatives. This category may include the Office of 内部审计’s assistance with external auditors, 德州审计署, relevant third parties and selective investigations.